Industries
Finance & Insurance
Regulation automated.Reporting without manual work.
COREP, FINREP and FMA filings consume capacity that is missing from client business. alpLytics automates regulatory data processes from raw data to submitted report, fully documented and ready for the next inspection.
The Reality in Financial Services
Three core systems. One Excel file. No traceability.
Financial services providers invest a significant share of their controlling capacity in regulatory reporting obligations. The problem rarely lies in a lack of willingness. It lies in fragmented data sources that must be consolidated manually every quarter.
Reporting processes still manual
Quarterly COREP, FINREP and FMA reports are manually extracted from multiple core systems and consolidated in Excel. Every change to regulatory requirements means manual adjustment, increased error risk and reduced audit reliability.
ASSESS maps all reporting sources; ENGINEER builds versioned, automated reporting pipelines.
Risk data one day too late
Credit risk, liquidity ratios and market risk KPIs are calculated with a one day lag. Intraday decisions are based on yesterday's numbers, which directly affects steering quality in volatile markets.
DESIGN develops a real time risk model; ENGINEER automates daily recalculation.
No reliable data path for auditors
When auditors or supervisory authorities ask about the origin of a figure, a multi day search begins. Transformation and consolidation steps are undocumented, so the data path from raw value to reported figure is difficult to verify.
DESIGN anchors data lineage documentation; ENGINEER implements automatic audit trail logging.
Our Approach
From manual Excel export to automated compliance system.
In financial services, data quality is not a matter of convenience. It is a regulatory obligation. The ADET framework provides the structured approach to move from manual processes to documented, auditable data pipelines.
Understanding regulatory data processes
We analyse your existing reporting processes, core systems and data sources. Interviews with compliance, controlling and IT reveal where media breaks occur and which steps carry the highest error risk.
Process audit with risk assessment and automation potential ranking
Compliance data architecture
We design a documented data architecture that structurally captures regulatory requirements: versioning, data lineage and four eyes approval workflows. The result remains configurable and auditable.
Architecture concept with lineage documentation and approval workflow design
Automated reporting pipelines
Building reporting pipelines with full audit trail: every transformation is documented, every data source versioned. Dashboards for risk, liquidity and regulatory KPIs provide real time visibility without manual preparation.
Automated regulatory reporting system, risk dashboard, audit trail logs
Handover to the compliance team
Training for compliance and controlling staff on using and maintaining the new systems. Documentation is designed to answer auditor requests directly. Four weeks of hypercare after go live.
User manual, auditor documentation and 4 week hypercare period
Understanding regulatory data processes
We analyse your existing reporting processes, core systems and data sources. Interviews with compliance, controlling and IT reveal where media breaks occur and which steps carry the highest error risk.
Process audit with risk assessment and automation potential ranking
Compliance data architecture
We design a documented data architecture that structurally captures regulatory requirements: versioning, data lineage and four eyes approval workflows. The result remains configurable and auditable.
Architecture concept with lineage documentation and approval workflow design
Automated reporting pipelines
Building reporting pipelines with full audit trail: every transformation is documented, every data source versioned. Dashboards for risk, liquidity and regulatory KPIs provide real time visibility without manual preparation.
Automated regulatory reporting system, risk dashboard, audit trail logs
Handover to the compliance team
Training for compliance and controlling staff on using and maintaining the new systems. Documentation is designed to answer auditor requests directly. Four weeks of hypercare after go live.
User manual, auditor documentation and 4 week hypercare period
Results from the Field
What changes in financial services organisations.
Regulatory reports that previously required 3 to 4 days of manual work are automatically produced in under half a day.
Full data lineage eliminates follow up questions about the origin of reported values because all transformation steps are documented.
Credit risk and liquidity KPIs are available daily by 07:00 and no longer deferred to the next business day.
Quarterly COREP and FINREP reports required 3 to 4 days of manual consolidation from multiple core systems, with no documented transformation path for auditors.
alpLytics fully automated regulatory reporting with versioned pipelines and a complete, inspectable audit trail.
An Austrian financial institution now produces quarterly reports automatically: documentation ready for the next FMA inspection and zero auditor follow-up questions.
Regulatory Control Radar
Are your reporting figures auditable at the push of a button?
The radar shows how well regulatory data paths, validations, deadlines and approvals work together. Reporting becomes an auditable control system.
Control areas
Control Verdict
Audit trail complete. Approval documented. Export ready.
Prepare submission and release sample. Focus: Lineage.
Systems, enquiries and operation
From the system network to an auditable answer.
Financial data becomes valuable when provenance, control and output fit together. That is exactly where alpLytics comes in.
Source systems
Control layer
Auditable output
Audit enquiry process
From the request to the auditable response package.
Capture enquiry
Supervisor or audit requests a reporting figure. The request is assigned to a report, a period and a responsible role.
Finance FAQ
Relevant Services
What we bring to financial services providers.
Next Step
How many days does your quarterly report cost?
In 30 minutes we will show you which of your reporting processes can be automated. Specific to your systems, no sales conversation.